DFX Intelligence

S••••• L•• K••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)28 years in industry

S••••• L•• K••••

Advisor at L•• E••••••••• L••

NORFOLK, NE | OMAHA, NE

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Search this name across graphsid dfx:ria:27f64647-58ac-40e3-17fc-7425b739a092

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 2, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• E••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 17, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• E••••••••• L••	Bd affiliated wealth	Nov 14, 2024	n/a	yes	NORFOLK, NE\|OMAHA, NE	Current employment
P•••• S••••••••• L••	No RAUM reported	Feb 8, 2023	Nov 14, 2024	no	Norfolk, NE\|Omaha, NE\|Norfolk, NE

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••• S••••••••• L••	L•• E••••••••• L••	Nov 14, 2024	Nov 14, 2024	0	Bulk transfer	Ibd to new firm
E•••• S••••••••• L••	P•••• S••••••••• L••	Feb 10, 2023	Feb 8, 2023

Relationships

Registered with (5)

→ L•• E••••••••• L••Registered adviserregistration: current employment
Nov 14, 2024 to presentfactForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Feb 8, 2023 to Nov 14, 2024factForm ADV
→ E•••• S••••••••• L••Registered adviserregistration: previous registration
Feb 14, 2014 to Feb 10, 2023factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
Feb 10, 2023
Advisor changed firm
S••••• L•• K•••• left E•••• S••••••••• L•• for P•••• S••••••••• L•• (registered 2023-02-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:27f64647-58ac-40e3-17fc-7425b739a092
First observed: Apr 2, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.