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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

MICHAEL SHAWN TIVNAN

Advisor at LPL FINANCIAL LLC

WORCESTER, MA

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Search this name across graphsid dfx:ria:27f9e3af-e3af-c16a-2220-ca138f5d14be

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 19, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 27, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S66|S65
First exam: Jun 27, 2005
First registration: Jun 19, 2008
Dual registered: yes, broker-dealer
Other names: MICHAEL S TIVNAN
IAPD individual key: 2383907

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 6, 2024	n/a	yes	WORCESTER, MA	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 29, 2023	May 7, 2024	no	WORCESTER, MA	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Oct 13, 2021	Jun 29, 2023	no	WORCESTER, MA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Oct 24, 2019	Sep 16, 2021	no	CHARLOTTE, NC\|BOSTON, MA\|ST. LOUIS, MO\|CHARLOTTE, NC\|BOSTON, MA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jun 19, 2008	Apr 13, 2010	no	NORWELL, MA\|NORWELL, MA\|CHARLOTTE, NC\|CHARLOTTE, NC\|CHARLOTTE, NC\|WALTHAM, MA\|CHARLOTTE, NC\|CHARLOTTE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	LPL FINANCIAL LLC	May 7, 2024	Sep 6, 2024	122	Firm change	Ibd to ibd
CETERA ADVISOR NETWORKS LLC	CETERA INVESTMENT ADVISERS LLC	Jun 29, 2023	Jun 29, 2023	0	Bulk transfer	Ibd to ibd
WELLS FARGO ADVISORS	CETERA ADVISOR NETWORKS LLC	Sep 16, 2021	Oct 13, 2021	27	Firm change	Wirehouse to ibd

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Sep 6, 2024 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jun 29, 2023 to May 7, 2024factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Oct 13, 2021 to Jun 29, 2023factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Oct 24, 2019 to Sep 16, 2021factForm ADV

Dated events

Occurred
May 7, 2024
Advisor changed firm
Michael Shawn Tivnan left Cetera Investment Advisers Llc for Lpl Financial Llc (registered 2024-09-06)
Form ADVobserved 3 days ago