DFX Intelligence

A•••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

A•••• C•••••• M••••••••• L••

CRD 165190

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:280feedb-584f-220a-b45d-520655ac51ba

Data as of Apr 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 7
On other graphs: 1
Observed: Aug 22, 2012 to Apr 29, 2026
13 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

A•••• C•••••• M••••••••• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $175M••• Locked
Discretionary RAUM: $175M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A•••• P•••••••• L•	Hedge Fund	$90.4M	Sep 3, 2024	26	Aug 22, 2012	reported	021-54319
A•••• O•••••••• L••	Hedge Fund	$45.5M	Sep 3, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
S•••••• M••• T•••••••	MANAGING MEMBER - A•••• O••••••• A••••••• LLC (RELYING ADVISER)	E	yes	05/2005	Aug 22, 2012	Mar 31, 2022
T•••••• F••••••••• C••••••	CHIEF COMPLIANCE OFFICER	Na	yes	02/2022	Feb 9, 2022	Mar 31, 2022

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•••• A•••••••• L••	n/a	n/a	n/a	N	yes	n/a
A•••• O••••••• A•••••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 29, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$175M	n/a	n/a	n/a	n/a	2	n/a	0	n/a

Relationships

Advises (3)

→ A•••• P•••••••• L•Private fundHedge Fund, ERA
Aug 22, 2012 to presentfactForm ADV
→ A•••• O•••••••• L••Private fundHedge Fund, ERA
Aug 22, 2012 to presentfactForm ADV
→ A•••• O••••••••• I• L••Private fundPrivate Equity Fund, IA, no longer reported
Aug 22, 2012 to Apr 5, 2013factForm ADV

Controls (3)

Dated events

Occurred
Mar 31, 2022
Regulatory AUM changed
A•••• C•••••• M••••••••• L•• reported RAUM $195.8M, down 37% from $310.8M (2022-02-09 to 2022-03-31)
Form ADVobserved 7 days ago
$-115M
Occurred
Feb 9, 2022
Control person joined
Charles Frederick Teufel (Chief Compliance Officer) appeared on Schedule A of A•••• C•••••• M••••••••• L••
Form ADVobserved 7 days ago
Occurred
Feb 9, 2022
Control person left
Moncus Marneda Milhiser (Chief Compliance Officer) no longer on Schedule A of A•••• C•••••• M••••••••• L•• (listed 2021-11-30, absent 2022-02-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:280feedb-584f-220a-b45d-520655ac51ba
First observed: Aug 22, 2012
Last observed: Apr 29, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.