DFX Intelligence

R••••• D•••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner34 years in industry

R••••• D•••• S••••••••

Advisor at B••••••• F•••••••• P•••••••

NEEDHAM, MA | Round Hill, VA

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Search this name across graphsid dfx:ria:2814e2db-32a2-f739-5d90-18ac908967aa

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 25, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••• F•••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 18, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••• F•••••••• P•••••••	Independent wealth	Nov 17, 2022	n/a	yes	Round Hill, VA\|NEEDHAM, MA	Current employment
T•• B•••	Former SEC adviser	Feb 14, 2023	Oct 9, 2023	no	THE WOODLANDS, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• B•••	n/a	Oct 9, 2023	n/a	n/a	Departure no registered destination	Departure
B••••••• F•••••••• P••••••• L••	B••••••• F•••••••• P•••••••	Dec 9, 2022	Nov 17, 2022	-22

Relationships

Registered with (4)

→ B••••••• F•••••••• P•••••••Registered adviserregistration: current employment
Nov 17, 2022 to presentfactForm ADV
→ T•• B•••Registered adviserregistration: previous registration
Feb 14, 2023 to Oct 9, 2023factForm ADV
→ B••••••• F•••••••• P••••••• L••Registered adviserregistration: previous registration
Apr 29, 2013 to Dec 9, 2022factForm ADV
→ S•••••••• A••••••• L••

Dated events

Occurred
Oct 9, 2023
Advisor departed, no destination yet
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2814e2db-32a2-f739-5d90-18ac908967aa
First observed: Mar 25, 1998
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.