DFX Intelligence

D•••• D•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

D•••• D•••

Advisor at O•••• W•••••• I•••

Great Falls, MT

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Search this name across graphsid dfx:ria:2818df22-4154-0907-c469-073c9c8c8627

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Aug 17, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Oct 11, 2024	n/a	yes	Great Falls, MT	Current employment
A••••••• P••••••••• A•••••••• I••	Former SEC adviser	Sep 13, 2024	Oct 11, 2024	no	HOLBROOK, NY\|Great Falls, MT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• P••••••••• A•••••••• I••	O•••• W•••••• I•••	Oct 11, 2024	Oct 11, 2024	0	Bulk transfer	Ibd to ibd
I••••••••• W••••• C••••••• L••	A••••••• P••••••••• A•••••••• I••	Aug 28, 2024	Sep 13, 2024

Relationships

Registered with (4)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Oct 11, 2024 to presentfactForm ADV
→ A••••••• P••••••••• A•••••••• I••Registered adviserregistration: previous registration
Sep 13, 2024 to Oct 11, 2024factForm ADV
→ I••••••••• W••••• C••••••• L••Registered adviserregistration: previous registration
Mar 12, 2024 to Aug 28, 2024factForm ADV
→ I•• W••••• M••••••••• I•••

Dated events

Occurred
Aug 28, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Feb 29, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2818df22-4154-0907-c469-073c9c8c8627
First observed: Aug 17, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.