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CRD 112552
NAPA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| PAUL JAMES KRSEK | n/a | NAPA, CA | 8 | 46 | 2 | no |
| CHRISTOPHER STEVEN ROTH | Chartered Financial Analyst | NAPA, CA | 1 | 19 | 2 | no |
| Colton Bradley Maher | n/a | NAPA, CA | 1 | 12 | 1 | no |
| JACKIE LOU DACLAN D'AVOLIO-RAQUIDAN | n/a | NAPA, CA | 0 | 14 | 5 | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| 5TQ FIXED INCOME PLUS MASTER FUND SPC | Hedge Fund | $67.9M | Sep 25, 2017 | 39 | Jun 20, 2016 | dropped | 021-261903 |
| 5TQ EQUITY PLUS MASTER FUND SPC | Hedge Fund | $30.0M | Sep 25, 2017 | 30 | Jun 20, 2016 | dropped | 021-261902 |
| 5T WEALTH PARTNERS, LP | Other Private Fund | $10.8M | Sep 3, 2024 | 26 | Mar 30, 2012 | reported | 021-176075 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| KRSEK, MARGARET | CHIEF FINANCIAL OFFICER (CFO) | C | yes | 01/2009 | Mar 30, 2012 | Sep 3, 2024 |
| KRSEK, PAUL, JAMES | CHIEF EXECUTIVE OFFICER (CEO) | C | yes | 06/1998 | Mar 30, 2012 | Sep 3, 2024 |
| SCOZZAFAVA, HIEN, L | CHIEF COMPLIANCE & CLIENT SERVICES OFFICER (CCO/CSO) | A | yes | 07/2016 | Sep 25, 2017 | Sep 3, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| 5T WEALTH PARTNERS, LP | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 18, 2026 | $331M | $331M | 4 | 4 | 0 | n/a | n/a |
| 2024 | Feb 11, 2025 | $283M | $283M | 3 | 2 | 0 | 1 | n/a |
| 2023 | Feb 29, 2024 | $216M | $216M | 3 | 2 | 0 | 1 | $10.8M |
| 2022 | Feb 4, 2023 | $195M | $194M | 6 | 2 | 0 | 1 | $10.8M |
| 2021 | Jan 19, 2022 | $218M | $218M | 6 | 2 | 0 | 1 | $26.2M |
| 2020 | Feb 12, 2021 | $213M | $213M | 6 | 2 | 0 | 1 | $37.7M |
| 2019 | Jan 14, 2020 | $215M | $211M | 6 | 2 | 0 | 1 | $47.6M |
| 2018 | Jan 15, 2019 | $186M | $176M | 6 | 2 | 0 | 1 | $47.6M |
| 2017 | Mar 8, 2018 | $193M | $184M | 5 | 1 | 0 | 1 | $49.1M |
| 2016 | Mar 3, 2017 | $163M | $163M | 8 | 3 | n/a | 3 | $112M |
| 2015 | Jan 28, 2016 | $119M | $119M | 5 | 3 | n/a | 1 | $15.4M |
| 2014 | Apr 1, 2015 | $125M | $125M | 5 | 3 | n/a | 1 | $19.2M |
| 2013 | May 2, 2014 | $118M | $118M | 7 | 2 | n/a | 1 | $16.5M |
| 2012 | Apr 1, 2013 | $125M | $124M | 5 | 2 | n/a | 1 | $16.5M |
| 2011 | Mar 30, 2012 | $112M | $111M | n/a | n/a | n/a | 1 | $14.2M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 3 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $331M | $283M | 17.1% | $195M | 19.4% | 4 | 3 | 0 | 0 |