C••••••• C•••

Advisor at E••••• J••••

GREEN BAY, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:281bcaa8-5113-f6f6-213f-7b932ae39487

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Sep 16, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jan 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Aug 16, 2024	n/a	yes	GREEN BAY, WI	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Aug 30, 2023	Feb 12, 2024	no	DE PERE, WI\|DE PERE, WI\|SAN DIEGO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	E••••• J••••	Feb 12, 2024	Aug 16, 2024	186	Firm change	Ibd to ibd
S•••••••• F••••••••• I•••	L•• F•••••••• L••	Sep 2, 2023	Aug 30, 2023

Relationships

Registered with (3)

→ E••••• J••••Registered adviserregistration: current employment
Aug 16, 2024 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Aug 30, 2023 to Feb 12, 2024factForm ADV
→ S•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Sep 16, 2019 to Sep 2, 2023factForm ADV

Dated events

Occurred
Feb 12, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 2, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:281bcaa8-5113-f6f6-213f-7b932ae39487
First observed: Sep 16, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.