DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A••••• F•••••••• P•••••••• I•••
Saint Petersburg, FL | COLORADO SPRINGS, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••• F•••••••• P•••••••• I••• | Independent wealth | Jun 30, 2025 | n/a | yes | Saint Petersburg, FL|COLORADO SPRINGS, CO | Current employment |
| O•••• W•••••• I••• | Bd affiliated wealth | Oct 11, 2024 | Jun 30, 2025 | no | Palm Beach Gardens, FL|St. Petersburg, FL|SCOTTSDALE, AZ |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | A••••• F•••••••• P•••••••• I••• | Jun 30, 2025 | Jun 30, 2025 | 0 | Firm change | Ibd to RIA |
| A••••••• P••••••••• A•••••••• I•• | O•••• W•••••• I••• | Oct 11, 2024 | Oct 11, 2024 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 23131:7995:AZ:2025-06-24 | Jun 30, 2025 | Jun 30, 2025 | SCOTTSDALE, AZ | Firm change |
| A••••••• P••••••••• A•••••••• I•• | Former SEC adviser | Aug 27, 2019 | Oct 11, 2024 | no | HOLBROOK, NY|St. Petersburg, FL | Previous registration |
| C•••••••• F•••••••• G•••• A••••••• | Former SEC adviser | Oct 22, 2015 | Nov 8, 2017 | no | LARGO, FL|SAINT PETERSBURG, FL | Previous registration |
| B• R•••• W••••• A•••••••• I••• | Bd affiliated wealth | May 8, 2014 | Oct 9, 2015 | no | ST PETERSBURG, FL | Previous registration |
| A•••• • F•••••••• P•••••••• L•• | Former SEC adviser | Jan 28, 2010 | May 6, 2014 | no | CLEARWATER, FL|CLEARWATER, FL | Previous registration |
| Q•• F•••••••• L•• | n/a | Jun 8, 2004 | Nov 5, 2009 | no | ST PETERSBURG, FL|OMAHA, NE | Previous registration |
| O•••• W•••••• I••• | Bd affiliated wealth | Dec 8, 2003 | May 14, 2004 | no | ST. PETERSBURG, FL | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to ibd |
| C•••••••• F•••••••• G•••• A••••••• | A••••••• P••••••••• A•••••••• I•• | Nov 8, 2017 | Aug 27, 2019 | 657 | Firm change after gap | Other |
| B• R•••• W••••• A•••••••• I••• | C•••••••• F•••••••• G•••• A••••••• | Oct 9, 2015 | Oct 22, 2015 | 13 | Firm change | Other |
| A•••• • F•••••••• P•••••••• L•• | B• R•••• W••••• A•••••••• I••• | May 6, 2014 | May 8, 2014 | 2 | Bulk transfer | Other |
| Q•• F•••••••• L•• | A•••• • F•••••••• P•••••••• L•• | Nov 5, 2009 | Jan 28, 2010 | 84 | Firm change | Other |
| O•••• W•••••• I••• | Q•• F•••••••• L•• | May 14, 2004 | Jun 8, 2004 | 25 | Firm change | Other |