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Advisor at COMMONWEALTH FINANCIAL NETWORK
Bonita Springs, FL | Jericho, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Dec 18, 2024 | n/a | yes | Bonita Springs, FL|Jericho, NY | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jun 14, 2024 | Dec 19, 2024 | no | Estero, FL | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Jan 17, 2001 | Jun 14, 2024 | no | Estero, FL|YARDLEY, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | COMMONWEALTH FINANCIAL NETWORK | Dec 19, 2024 | Dec 18, 2024 | -1 | Firm change | Ibd to ibd |
| SECURITIES AMERICA ADVISORS, INC. | OSAIC WEALTH, INC. | Jun 14, 2024 | Jun 14, 2024 | 0 | Bulk transfer | Ibd to ibd |