DFX Intelligence

M•••••• D•••• F••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

M•••••• D•••• F••

Advisor at H••••• H••••• W••••• A•••••••• L••

CHARLOTTE, NC

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Search this name across graphsid dfx:ria:28361392-d7eb-6403-8bb6-3ace92fbead7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 1
Observed: Mar 19, 2001 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

M•••••• D•••• F••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••• H••••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 3, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••• H••••• W••••• A•••••••• L••	Independent wealth	Apr 26, 2010	n/a	yes	CHARLOTTE, NC	Current employment
I•• W••••• M••••••••• I•••	Bd affiliated wealth	Feb 17, 2006	Jun 30, 2010	no	CHARLOTTE, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•• W••••• M••••••••• I•••	H••••• H••••• W••••• A•••••••• L••	Jun 30, 2010	Apr 26, 2010	-65	Firm change after gap	Other
H••••• H••••• F••••••••• L••	I•• W••••• M••••••••• I•••	Jan 20, 2006	Feb 17, 2006

Relationships

Registered with (5)

→ H••••• H••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Apr 26, 2010 to presentfactForm ADV
→ I•• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Feb 17, 2006 to Jun 30, 2010factForm ADV
→ H••••• H••••• F••••••••• L••Registered adviserregistration: previous registration
Nov 16, 2004 to Jan 20, 2006factForm ADV
→ H••••• H••••• F••••••••• I•••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:28361392-d7eb-6403-8bb6-3ace92fbead7
First observed: Mar 19, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.