DFX Intelligence

R•••••• C•••••• I••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

R•••••• C•••••• I••

Advisor at L•• F•••••••• L••

MOON TWP, PA

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Search this name across graphsid dfx:ria:2836e7e3-6d29-4c94-55d8-7d8b9f59218e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Oct 10, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 23, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Nov 30, 2023	n/a	yes	MOON TWP, PA	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Dec 14, 2022	Dec 8, 2023	no	Moon Twp., PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	L•• F•••••••• L••	Dec 8, 2023	Nov 30, 2023	-8	Firm change	Ibd to ibd
C••••••• • C••• I•••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Jun 1, 2023	Dec 14, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
134139:6413:PA:2023-12-08	Dec 8, 2023	Nov 30, 2023	MOON TWP, PA	Firm change
149018:13905:PA:2022-04-04	Apr 4, 2022	Mar 24, 2022	MOON TOWNSHIP, PA	Firm change

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Nov 30, 2023 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Dec 14, 2022 to Dec 8, 2023factForm ADV
→ C••••••• • C••• I•••Registered adviserregistration: previous registration
Mar 24, 2022 to Jun 1, 2023factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Dated events

Occurred
Dec 8, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 4, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2836e7e3-6d29-4c94-55d8-7d8b9f59218e
First observed: Oct 10, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.