DFX Intelligence

B•••• C•••••• M••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserMixed wealth managerSEC registeredRAUM 100m 1b

B•••• C•••••• M••••••••• I•••

CRD 128044

URBANA, IL

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Data as of Mar 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 4:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 29
On other graphs: 0
Observed: Nov 18, 2011 to Mar 12, 2026
25 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderived••• Locked
Regulatory AUM: $494M••• Locked
Discretionary RAUM: $494M
Private client RAUM: $147Mderived••• Locked
Private client share: 30%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $123Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R••••• J•••• B•••••••	Chartered Financial Analyst	URBANA, IL	16	27	n/a	no
Z•••••• E••••• H••••••	Chartered Financial Analyst	URBANA, IL	15	18

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••••• R•••••• J••••	Director	Na	yes	03/2010	Nov 18, 2011	Mar 22, 2024
B••••••• J••••••• D•••••	PRESIDENT AND CEO	Na	yes	03/2024	Mar 22, 2024	Mar 22, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B•••• B•••	n/a	n/a	n/a	Y	no	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Clayton	Mo	United States	2	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	25.0%	0	0	0	0	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$494M	$325M	52.1%	$429M	4.8%	22	24	8	1

Relationships

Registered with (6)

← G•••• K••• M••••Advisorregistration: current employment
Feb 28, 2019 to presentfactForm ADV
← A•••• M• S•••••Advisorregistration: current employment
Jan 24, 2013 to presentfactForm ADV
← Z•••••• E••••• H••••••Advisorregistration: current employment
Feb 25, 2011 to presentfactForm ADV
← R••••• J•••• B•••••••

Dated events

4 bookkeeping events (roster, classification and holdings changes) folded below

Order

Occurred
12 Mar 2026
Ria principal change3 events
B•••• C•••••• M••••••••• I•••: ria principal change, 3 events, on 12 Mar 2026
- ••• Locked
- ••• Locked
- ••• Locked
Occurred
12 Mar 2026
Ria office opened7 events
B•••• C•••••• M••••••••• I•••: ria office opened, 7 events, on 12 Mar 2026
- ••• Locked
- ••• Locked
- ••• Locked
Occurred
12 Mar 2026
Regulatory AUM changed
••• Locked
Form ADV
$169M
Occurred
12 Mar 2026
Ria office closed
••• Locked
Form ADV
Occurred
17 Nov 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 18, 2011
Last observed: Mar 12, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 15 rows

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 3, 2016	$211M	$211M	11	8	n/a	n/a	n/a
2014	Mar 4, 2015	$258M	$258M	11	7	n/a	n/a	n/a
2013	Mar 18, 2014	$231M	$231M	12	7	n/a	n/a	n/a
2012	Mar 25, 2013	$192M	$192M	12	5	n/a	n/a	n/a
2011	Feb 24, 2012	$146M	$146M	n/a	n/a	n/a	n/a	n/a