DFX Intelligence

T••••••• W•••••• Y•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst15 years in industry

T••••••• W•••••• Y•••••••

Advisor at F•••• C••••••• A•••• M••••••••• I••

Raleigh, NC

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 9:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Dec 18, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• C••••••• A•••• M••••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• C••••••• A•••• M••••••••• I••	Bd affiliated wealth	Sep 30, 2024	n/a	yes	Raleigh, NC	Current employment
B•••• C•••••• M••••••••• I•••	Mixed wealth	Dec 18, 2015	Nov 17, 2025	no	URBANA, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••• C•••••• M••••••••• I•••	F•••• C••••••• A•••• M••••••••• I••	Nov 17, 2025	Sep 30, 2024	-413	Firm change after gap	RIA to ibd

Relationships

Registered with (2)

→ F•••• C••••••• A•••• M••••••••• I••Registered adviserregistration: current employment
Sep 30, 2024 to presentfactForm ADV
→ B•••• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
Dec 18, 2015 to Nov 17, 2025factForm ADV

Dated events

Order

Occurred
17 Nov 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 18, 2015
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.