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D••••• L•• H••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner29 years in industry

D••••• L•• H••••••••

Advisor at C••••••• F•••••••• D••••••• I•••

Sidney, OH | KOKOMO, IN | Vandalia, OH | SIDNEY, OH

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Search this name across graphsid dfx:ria:28414647-39f4-7c9c-8772-75c856780b48

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 24, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• F•••••••• D••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• L••	State registered	Apr 13, 2021	n/a	yes	SIDNEY, OH	Current employment
C••••••• F•••••••• D••••••• I•••	Bd affiliated wealth	Jul 26, 2019	n/a	yes	Sidney, OH\|KOKOMO, IN\|Vandalia, OH	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• L••	C••••••• F•••••••• D••••••• I•••	Sep 24, 2020	Jul 26, 2019	-426	Firm change after gap	Other
B••• O•• S••••••••• C•••••••••	S••••••••• L••	May 25, 2004	Jan 4, 2010

Relationships

Registered with (3)

→ S••••••••• L••Registered adviserregistration: previous registration
Jan 4, 2010 to Sep 24, 2020factForm ADV
→ C••••••• F•••••••• D••••••• I•••Registered adviserregistration: current employment
Jul 26, 2019 to presentfactForm ADV
→ B••• O•• S••••••••• C•••••••••Registered adviserregistration: previous registration
Mar 24, 2004 to May 25, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:28414647-39f4-7c9c-8772-75c856780b48
First observed: Mar 24, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.