DFX Intelligence

P••••••• H••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

P••••••• H••• S••••

Advisor at O•••• W•••••• I•••

GARDEN CITY, NY

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Search this name across graphsid dfx:ria:28476de8-1e01-4859-9681-c2f201460275

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 2, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Mar 5, 2014	n/a	yes	GARDEN CITY, NY	Current employment
R••••••••• A••••••• S••••••• C•••	Former SEC adviser	Nov 2, 1999	Oct 31, 2017	no	FORT WASHINGTON, PA\|WILLOW GROVE, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••••••• A••••••• S••••••• C•••	O•••• W•••••• I•••	Oct 31, 2017	Mar 5, 2014	-1,336	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
108609:23131:PA:2017-10-31	Oct 31, 2017	Mar 5, 2014	WILLOW GROVE, PA	Firm change after gap

Relationships

Registered with (2)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Mar 5, 2014 to presentfactForm ADV
→ R••••••••• A••••••• S••••••• C•••Registered adviserregistration: previous registration
Nov 2, 1999 to Oct 31, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:28476de8-1e01-4859-9681-c2f201460275
First observed: Nov 2, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.