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advised by ASCEND CAPITAL LIMITED PARTNERSHIP
Delaware, United States
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Filed | GAV | Owners | Minimum | Adviser owns | Audited | Name as filed |
|---|---|---|---|---|---|---|
| Mar 28, 2018 | $204M | 2 | $10.0M | 400.0% | yes | ASCEND CN FUND LP |
| Mar 23, 2018 | $204M | 2 | $10.0M | 400.0% | yes | ASCEND CN FUND LP |
| Nov 9, 2017 | $255M | 2 | $10.0M | 300.0% | yes | ASCEND CN FUND LP |
| Mar 24, 2017 | $187M | 2 | $10.0M | 100.0% | yes | ASCEND CN FUND LP |
| Apr 7, 2016 | $182M | 2 | $10.0M | 600.0% | yes | ASCEND CN FUND LP |
| Mar 23, 2016 | $182M | 2 | $10.0M | 600.0% | yes | ASCEND CN FUND LP |
| Mar 21, 2016 | $182M | 2 | $10.0M | 600.0% | yes | ASCEND CN FUND LP |
| Aug 24, 2015 | $160M | 2 | $10.0M | 400.0% | yes | ASCEND CN FUND LP |
| Mar 4, 2015 | $160M | 2 | $10.0M | 400.0% | yes | ASCEND CN FUND LP |
| Feb 4, 2015 | $195M | 2 | $10.0M | 100.0% | yes | ASCEND CN FUND LP |
| Mar 17, 2014 | $195M | 2 | $10.0M | 100.0% | yes | ASCEND CN FUND LP |
| Custodian | Legal name | City | State | Country | Related person | SEC number |
|---|---|---|---|---|---|---|
| BARCLAYS CAPITAL INC. | BARCLAYS CAPITAL INC. | NEW YORK | New York | United States | no | 8-41342 |
| DEUTSCHE BANK SECURITIES INC. | DEUTSCHE BANK SECURITIES INC. | SAN FRANCISCO | California | United States | no | 8-17822 |
| MERRILL LYNCH PROFESSIONAL CLEARING CORP. | MERRILL LYNCH PROFESSIONAL CLEARING CORP. | NEW YORK | New York | United States | no | 8-33359 |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY & CO. LLC | SAN FRANCISCO | California | United States | no | 8-15869 |
| STATE STREET BANK | STATE STREET BANK AND TRUST COMPANY | Boston | Massachusetts | United States | no | n/a |