DFX Intelligence

R•••• G••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner24 years in industry

R•••• G••• C•••••

Advisor at M••••••••• I••••••••• A•• R••••••••• A•••••••• L••

WINSTON SALEM, NC

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Search this name across graphsid dfx:ria:2855d152-af60-9341-8111-187b413710db

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 20, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••••• I••••••••• A•• R••••••••• A•••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••••• I••••••••• A•• R••••••••• A•••••••• L••	Institutional manager	Jan 5, 2017	n/a	yes	WINSTON SALEM, NC	Current employment
M••••••••• I••••••••• A•• R••••••••• A•••••••• L••	Institutional manager	Dec 24, 2008	Dec 31, 2016	no	SILER CITY, NC\|CHARLOTTE, NC\|CHARLOTTE, NC\|WINSTON SALEM, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••••	M••••••••• I••••••••• A•• R••••••••• A•••••••• L••	Oct 20, 2009	Dec 24, 2008	-300	Firm change after gap	Other

Relationships

Registered with (2)

→ M••••••••• I••••••••• A•• R••••••••• A•••••••• L••Registered adviserregistration: previous registration
Dec 24, 2008 to Dec 31, 2016factForm ADV
→ P••••••••Registered adviserregistration: previous registration
Jan 20, 2006 to Oct 20, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2855d152-af60-9341-8111-187b413710db
First observed: Jan 20, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.