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L•••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

L•••• B•••

Advisor at I••••••••• A••••• I••••••••• M••••••••• L••

LAS FLORES, CA | ORLANDO, FL

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Search this name across graphsid dfx:ria:2868afda-f58d-75b4-179d-1fcd8aff95f0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 13, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• A••••• I••••••••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 23, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• A••••• I••••••••• M••••••••• L••	Bd affiliated wealth	Aug 14, 2025	n/a	yes	LAS FLORES, CA\|ORLANDO, FL	Current employment
W•••• F•••• A•••••••	Wirehouse	Jun 26, 2017	Jul 17, 2025	no	TUSTIN, CA\|IRVINE, CA\|IRVINE, CA\|LAS FLORES, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	I••••••••• A••••• I••••••••• M••••••••• L••	Jul 17, 2025	Aug 14, 2025	28	Firm change	Wirehouse to ibd
U••• B•••••• I••••••••• I•••	W•••• F•••• A•••••••	Jun 28, 2017	Jun 26, 2017

Relationships

Registered with (4)

→ I••••••••• A••••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Aug 14, 2025 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jun 26, 2017 to Jul 17, 2025factForm ADV
→ U••• B•••••• I••••••••• I•••Registered adviserregistration: previous registration
Nov 1, 2011 to Jun 28, 2017factForm ADV
→ U••• B•••••• A•••••••• L••

Dated events

Occurred
Jul 17, 2025
Advisor changed firm
L•••• B••• left W•••• F•••• A••••••• for I••••••••• A••••• I••••••••• M••••••••• L•• (registered 2025-08-14)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2868afda-f58d-75b4-179d-1fcd8aff95f0
First observed: Aug 13, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.