DFX Intelligence

L•• W••••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

L•• W••••• F••••••

Advisor at O•••• C•••••• A••••••• L••

Lincoln, CA | BOSTON, MA

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Search this name across graphsid dfx:ria:286ae8a5-5c65-9c61-c636-0457106b0e3a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 16, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• C•••••• A••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• C•••••• A••••••• L••	State registered	Jan 2, 2024	n/a	yes	Lincoln, CA\|BOSTON, MA	Current employment
A•••••• S••••• C••••••	Asset manager	Feb 7, 2020	Oct 21, 2021	no	BERKELEY, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• S••••• C••••••	O•••• C•••••• A••••••• L••	Oct 21, 2021	Jan 2, 2024	803	Firm change after gap	RIA to state RIA
S•••• I•••••••• L••	A•••••• S••••• C••••••	Nov 6, 2019	Feb 7, 2020

Relationships

Registered with (3)

→ O•••• C•••••• A••••••• L••Registered adviserregistration: current employment
Jan 2, 2024 to presentfactForm ADV
→ A•••••• S••••• C••••••Registered adviserregistration: previous registration
Feb 7, 2020 to Oct 21, 2021factForm ADV
→ S•••• I•••••••• L••Registered adviserregistration: previous registration
Dec 16, 2017 to Nov 6, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:286ae8a5-5c65-9c61-c636-0457106b0e3a
First observed: Dec 16, 2017
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.