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RIA / WealthAdvisor46 years in industry

JAMES FRANKLIN SCOTT

Advisor at MILESTONE WEALTH STRATEGIES

PLANO, TX

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Search this name across graphsid dfx:ria:286b7f58-a849-08fc-9b36-0dc275ed3238

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 30, 1996 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MILESTONE WEALTH STRATEGIES
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1980earliest registration or exam on IAPD
Years in industry: 46derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jun 26, 1992
First registration: Aug 30, 1996
Dual registered: no
IAPD individual key: 2221856

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MILESTONE WEALTH STRATEGIES	State registered	Jun 20, 2012	n/a	yes	PLANO, TX	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Apr 9, 2009	Jun 22, 2012	no	PLANO, TX	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Dec 6, 2005	Apr 7, 2009	no	DALLAS, TX	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Aug 30, 1996	Dec 5, 2005	no	ADDISON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	MILESTONE WEALTH STRATEGIES	Jun 22, 2012	Jun 20, 2012	-2	Firm change	Other
RAYMOND JAMES & ASSOCIATES, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Apr 7, 2009	Apr 9, 2009	2	Firm change	Other
UBS FINANCIAL SERVICES INC.	RAYMOND JAMES & ASSOCIATES, INC.	Dec 5, 2005	Dec 6, 2005	1	Firm change	Wirehouse to ibd

Relationships

Registered with (4)

→ MILESTONE WEALTH STRATEGIESRegistered adviserregistration: current employment
Jun 20, 2012 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Apr 9, 2009 to Jun 22, 2012factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Dec 6, 2005 to Apr 7, 2009factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Aug 30, 1996 to Dec 5, 2005factForm ADV

Dated events

No dated event names this entity yet.