DFX Intelligence

J• P•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

J• P•••••••

J•••••/Z•••••••• ADVISERS, INC., CRD 160932

NEW YORK, NY

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Search this name across graphsid dfx:ria:286d5004-7b66-9d7c-09b4-4a510f83d7e5

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 1
On other graphs: 2
Observed: Feb 14, 2012 to Mar 26, 2026
24 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

J• P•••••••

Private equity manager · shared crd

Independent Sponsorsidentity

J• P•••••••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $517M••• Locked
Discretionary RAUM: $517M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 25

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
J•• F••• I••• L•••	Private Equity Fund	$378M	Oct 2, 2024	60	Mar 30, 2016	reported	021-256384
A•• S••••••• S•••	Private Equity Fund	$293M	Mar 30, 2022

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
J•••••• J•••• W•••••	Shareholder	D	yes	12/2012	Feb 14, 2012	Oct 2, 2024
Z••••••••• D••••• W••••	Chairman	D	yes	12/1986	Feb 14, 2012	Oct 2, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•• S••••••• G• S•••••••	n/a	n/a	n/a	Y	yes	n/a
E••••••••• F••• 2••• G•• L••	n/a	n/a	n/a	Y	yes	n/a
F••• A• G•• L••	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
London	n/a	United Kingdom	6	no
Chicago	IL	United States	2	no
Utrecht	n/a	Netherlands	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$517M	$587M	-11.9%	$946M	-18.2%	25	29	3	3

Relationships

Advises (11)

→ F••• A• P••••••• F••• I• L•••Private fundPrivate Equity Fund, IA
Apr 1, 2013 to presentfactForm ADV
→ F••• A• L•••Private fundPrivate Equity Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ F••• A• P••••••• F••• I•• L•••Private fundPrivate Equity Fund, IA
Apr 1, 2013 to presentfactForm ADV
→ J•• F••• I••• L•••Private fund

Dated events

Occurred
Mar 29, 2018
Regulatory AUM changed
J• P••••••• reported RAUM $2.4B, up 33% from $1.8B (2017-04-21 to 2018-03-29)
Form ADVobserved 7 days ago
$591M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:286d5004-7b66-9d7c-09b4-4a510f83d7e5
First observed: Feb 14, 2012
Last observed: Mar 26, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.