DFX Intelligence

M••••• E••••••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

M••••• E••••••• G••••••

Advisor at F•• W••••• M••••••••• L••

WEST DES MOINES, IA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 21, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•• W••••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•• W••••• M••••••••• L••	Bd affiliated wealth	Jun 19, 2018	n/a	yes	WEST DES MOINES, IA	Current employment
F•• I••••••••• M••••••••• S•••••••• I•••	Former SEC adviser	Aug 21, 2017	Feb 8, 2019	no	West Des Moines, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•• I••••••••• M••••••••• S•••••••• I•••	F•• W••••• M••••••••• L••	Feb 8, 2019	Jun 19, 2018	-234	Channel change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
5308:291396:IA:2019-02-08	Feb 8, 2019	Jun 19, 2018	WEST DES MOINES, IA	Firm change after gap

Relationships

Registered with (2)

→ F•• W••••• M••••••••• L••Registered adviserregistration: current employment
Jun 19, 2018 to presentfactForm ADV
→ F•• I••••••••• M••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Aug 21, 2017 to Feb 8, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 21, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.