DFX Intelligence

K•••• M•••• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

K•••• M•••• W•••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

PLYMOUTH, MN | HANOVER, MN

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Search this name across graphsid dfx:ria:28706153-1780-eeb2-456d-e0920d92f36c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 11, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 20, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Jul 31, 2025	n/a	yes	HANOVER, MN\|PLYMOUTH, MN	Current employment
P••••••••• S••••• S••••••••• L••	Institutional manager	Jan 11, 2018	Dec 31, 2020	no	Plymouth, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••• S••••••••• L••	W••••• E••••••••• A••••••• S•••••••• L••	Dec 10, 2024	Jul 31, 2025	233	Firm change	Other
P••••••••• S••••• S••••••••• L••	P•••• S••••••••• L••	Dec 31, 2020	Jan 11, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
286153:5685:MN:2020-12-31	Dec 31, 2020	Jan 11, 2018	PLYMOUTH, MN	Firm change after gap

Relationships

Registered with (3)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Jul 31, 2025 to presentfactForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Jan 11, 2018 to Dec 10, 2024factForm ADV
→ P••••••••• S••••• S••••••••• L••Registered adviserregistration: previous registration
Jan 11, 2018 to Dec 31, 2020factForm ADV

Dated events

Occurred
Dec 10, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:28706153-1780-eeb2-456d-e0920d92f36c
First observed: Jan 11, 2018
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.