DFX Intelligence
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Reading the graph
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Advisor at J• W• C••• A•••••••• I•••
IRVINE, CA | TAMPA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J• W• C••• A•••••••• I••• | Bd affiliated wealth | Nov 5, 2019 | n/a | yes | IRVINE, CA|TAMPA, FL | Current employment |
| W•• T••• A••••••• S••••••• | Former SEC adviser | Apr 25, 2001 | n/a | yes | IRVINE, CA | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••• A••••• S••••••••• I••• | J• W• C••• A•••••••• I••• | Feb 2, 2010 | Nov 5, 2019 | 3,563 | Firm change after gap | Other |
| S•• I••••••••• I••• | W•• T••• A••••••• S••••••• | Nov 18, 2008 | Apr 25, 2001 |
| Former SEC adviser |
| Nov 20, 2008 |
| Feb 2, 2010 |
| no |
| IRVINE, CA|SAN DIEGO, CA |
| Previous registration |
| S•• I••••••••• I••• | Former SEC adviser | Mar 1, 1999 | Nov 18, 2008 | no | MOSCOW, ID|REDONDO BEACH, CA|SAN DIEGO, CA|LAKE FOREST, CA | Previous registration |
| -2,764 |
| Firm change after gap |
| Other |