DFX Intelligence

B••••••• S•••••••• C•••••• P•••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

B••••••• S•••••••• C•••••• P•••••••• L•

CRD 300562

CHICAGO, IL

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Search this name across graphsid dfx:ria:28807b37-4247-0c50-951a-8d8ce043721b

Data as of Mar 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 6
On other graphs: 1
Observed: Apr 26, 2019 to Mar 17, 2026
13 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

B••••••• S•••••••• C•••••• P•••••••• L•

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $440M••• Locked
Discretionary RAUM: $440M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
B••••••• S•••••••• C•••••• P••••••• M••••• F••• I•• L•	Other Private Fund	$292M	Mar 20, 2024	33	Mar 24, 2023	reported	021-430042
B••••••• S•••••••• C•••••• P••••••• M••••• F••• I• L•	Other Private Fund	$166M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••• G•• L••	G•••••• PARTNER	Na	yes	04/2017	Apr 26, 2019	Mar 20, 2024
R••••••••• G••••••• A••••••	CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER	Na	yes	08/2022	Aug 17, 2022	Mar 20, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B••••••• S•••••••• C•••••• G•••••• P••••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$440M	$560M	-21.4%	$574M	-8.5%	6	6	0	0

Relationships

Advises (3)

→ B••••••• S•••••••• C•••••• P••••••• M••••• F••• I• L•Private fundOther Private Fund, IA
Apr 26, 2019 to presentfactForm ADV
→ B••••••• S•••••••• C•••••• P••••••• M••••• F••• I•• L•Private fundOther Private Fund, IA
Mar 24, 2023 to presentfactForm ADV
→ B••••••• S•••••••• C••••••••• F••• I•• L•Private fundOther Private Fund, IA
Apr 26, 2019 to presentfactForm ADV

Controls (5)

Dated events

Occurred
Mar 24, 2023
Regulatory AUM changed
B••••••• S•••••••• C•••••• P•••••••• L• reported RAUM $574.3M, up 65% from $347.4M (2022-08-29 to 2023-03-24)
Form ADVobserved 7 days ago
$227M
Occurred
Aug 17, 2022
Control person joined
Abraham Gregory Ramenofsky (Chief Compliance Officer; Chief Operating Officer) appeared on Schedule A of B••••••• S•••••••• C•••••• P•••••••• L•
Form ADVobserved 7 days ago
Occurred
Aug 17, 2022
Control person left
N John Pach (Coo, Cfo) no longer on Schedule A of B••••••• S•••••••• C•••••• P•••••••• L• (listed 2022-03-08, absent 2022-08-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:28807b37-4247-0c50-951a-8d8ce043721b
First observed: Apr 26, 2019
Last observed: Mar 17, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.