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Advisor at WELLS FARGO ADVISORS
TAMPA, FL | Tampa, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Mar 2, 2010 | n/a | yes | TAMPA, FL|Tampa, FL | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Oct 14, 2004 | Mar 12, 2010 | no | TAMPA, FL|TAMPA, FL | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Apr 17, 1991 | Oct 22, 2004 | no | CORAL GABLES, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Mar 12, 2010 | Mar 2, 2010 | -10 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | UBS FINANCIAL SERVICES INC. | Oct 22, 2004 | Oct 14, 2004 | -8 | Firm change | Other |