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RIA / WealthAdvisorCertified Financial Planner40 years in industry

ANTON JAMES BAYER

Advisor at UP CAPITAL MANAGEMENT, INC.

BULVERDE, TX

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Search this name across graphsid dfx:ria:288a0af4-d653-5404-c484-2757ceb4e613

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 1, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UP CAPITAL MANAGEMENT, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 6, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Aug 6, 1986
First registration: May 1, 2002
Dual registered: no
Other names: ANTON J BAYER
IAPD individual key: 1043657

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UP CAPITAL MANAGEMENT, INC.	Independent wealth	Oct 2, 2012	n/a	yes	BULVERDE, TX	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 1, 2011	Dec 31, 2014	no	GRANITE BAY, CA\|SAN DIEGO, CA\|SAN JOSE, CA\|GRANITE BAY, CA	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Aug 27, 2009	Nov 2, 2011	no	SAN JOSE, CA	Previous registration
CBIZ RETIREMENT PLAN ADVISORY SERVICES	Institutional manager	Jul 18, 2002	Dec 31, 2009	no	SAN JOSE, CA\|SAN JOSE, CA\|CLEVELAND, OH	Previous registration
CAPITAL MANAGEMENT INVESTMENT GROUP	n/a	May 1, 2002	Jul 22, 2002	no	SAN JOSE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	UP CAPITAL MANAGEMENT, INC.	Dec 31, 2014	Oct 2, 2012	-820	Firm change after gap	Other
SECURITIES AMERICA ADVISORS, INC.	LPL FINANCIAL LLC	Nov 2, 2011	Nov 1, 2011	-1	Firm change	Other
CBIZ RETIREMENT PLAN ADVISORY SERVICES	SECURITIES AMERICA ADVISORS, INC.	Dec 31, 2009	Aug 27, 2009	-126	Firm change after gap	Other
CAPITAL MANAGEMENT INVESTMENT GROUP	CBIZ RETIREMENT PLAN ADVISORY SERVICES	Jul 22, 2002	Jul 18, 2002	-4	Firm change	Other

Relationships

Registered with (5)

→ UP CAPITAL MANAGEMENT, INC.Registered adviserregistration: current employment
Oct 2, 2012 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 1, 2011 to Dec 31, 2014factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Aug 27, 2009 to Nov 2, 2011factForm ADV
→ CBIZ RETIREMENT PLAN ADVISORY SERVICESRegistered adviserregistration: previous registration
Jul 18, 2002 to Dec 31, 2009factForm ADV
→ CAPITAL MANAGEMENT INVESTMENT GROUPRegistered adviserregistration: previous registration
May 1, 2002 to Jul 22, 2002factForm ADV

Dated events

No dated event names this entity yet.