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CRD 288323
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| MCCARTHY, KEVIN, ALLAN | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | yes | 02/2017 | Jun 24, 2019 | Mar 18, 2022 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2021 | Mar 18, 2022 | $76.0M | $76.0M | 1 | 1 | 0 | n/a | n/a |
| 2020 | Mar 19, 2021 | $151M | $151M | 1 | 1 | 0 | n/a | n/a |
| 2019 | Mar 6, 2020 | $159M | $159M | 2 | 2 | 0 | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2021 | $76.0M | $151M | -49.5% | n/a | n/a | 1 | 1 | 0 | 0 |