DFX Intelligence

E•••••••• G••• M•••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

E•••••••• G••• M•••••• L•

CRD 172249

NEW YORK, NY

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Search this name across graphsid dfx:ria:2898c3f0-15e9-8b39-f1d2-8f3d67e5ce01

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 20
On other graphs: 0
Observed: Aug 19, 2014 to Mar 31, 2026
47 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $23B••• Locked
Discretionary RAUM: $23B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $23Bderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Y•••••• X••	n/a	Albuquerque, NM \| NEW YORK, NY	6	22	n/a	no

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
E••• M••••• L•	Hedge Fund	$7.9B	Jun 12, 2024	68	Aug 19, 2014	reported	021-376780
E•• M••••• L•	Hedge Fund	$559M	Jan 3, 2017

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••• N••••	CHIEF FINANCIAL OFFICER	Na	yes	02/2020	Feb 4, 2020	Jun 12, 2024
E•••••• R•••••• G••••••	SOLE MEMBER	E	yes	02/2020	Aug 19, 2014	Jun 12, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
E••• G• L•	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
SANTA MONICA	CA	United States	2	no
DELRAY BEACH	FL	United States	2	no
Westport	Ct	United States	1	no
Lexington	Ma	United States	1	no
Albuquerque	Nm	United States

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$23B	$14B	70.7%	$4.3B	75.3%	296	179	7	6

Relationships

Advises (2)

→ E••• M••••• L•Private fundHedge Fund, IA
Aug 19, 2014 to presentfactForm ADV
→ E•• M••••• L•Private fundHedge Fund, IA, no longer reported
Aug 19, 2014 to Jan 3, 2017factForm ADV

Registered with (1)

← Y•••••• XIEAdvisorregistration: current employment
Dec 17, 2019 to presentfactForm ADV

Controls (11)

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
E•••••••• G••• M•••••• L• reported RAUM $23.2B, up 71% from $13.6B (2025-09-05 to 2026-03-31)
Form ADVobserved 7 days ago
$9.6B
Occurred
Mar 28, 2025
Regulatory AUM changed
E•••••••• G••• M•••••• L• reported RAUM $13.6B, up 35% from $10.0B (2024-06-12 to 2025-03-28)
Form ADVobserved 7 days ago
$3.5B
Occurred
May 15, 2024
Regulatory AUM changed
E•••••••• G••• M•••••• L• reported RAUM $10.0B, up 55% from $6.5B (2024-03-29 to 2024-05-15)
Form ADVobserved 7 days ago
$3.6B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2898c3f0-15e9-8b39-f1d2-8f3d67e5ce01
First observed: Aug 19, 2014
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.