DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

GRAND TRUNK CAPITAL MANAGEMENT, L.P.

CRD 150962

PALO ALTO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:28abcdbd-07da-c9fd-9b89-1ff499c94ff7

Data as of Apr 1, 2013 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 0
Observed: Feb 14, 2012 to Apr 1, 2013
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $37.1MItem 5.F on the latest filing (2013-04-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $37.1M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 4
Accounts: 4
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $26.3Mgross asset value as reported per fund; never fund size
Custody, client assets: $11.2M
SEC number: 801-73965
CRD: 150962
Filings on the tape: 2
First filed: Feb 14, 2012
Latest filed: Apr 1, 2013
Organised: Limited Partnership, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
GTC FUND, LTD	Hedge Fund	$169,369	Mar 28, 2018	1	Feb 14, 2012	reported	021-137931
GTC SPECIAL OPPORTUNITY FUND I, LTD.	Hedge Fund	$136,936	Mar 28, 2018	1	Feb 14, 2012	reported	021-159787

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CHUA, VIVIENNE	CCO, CONTROLLER	Na	yes	03/2013	Apr 1, 2013	Apr 1, 2013
GRAND TRUNK HOLDINGS LLC	GENERAL PARTNER	Na	yes	04/2006	Feb 14, 2012	Apr 1, 2013
GUPTA, SAMEER	MANAGING MEMBER	E	yes	04/2006	Feb 14, 2012	Apr 1, 2013
GUPTA, SAMEER	CEO, CIO, TRUSTEE OF GUPTA FAMILY TRUST	D	yes	04/2006	Feb 14, 2012	Apr 1, 2013
KALSHEKER, ZAEED	Cfo	Na	yes	09/2009	Feb 14, 2012	Apr 1, 2013
SAMEER GUPTA AND SOPHIA GUPTA AS TRUSTEES OF THE GUPTA FAMILY TRUST	LIMITED PARTNER	D	yes	09/2010	Feb 14, 2012	Apr 1, 2013
GUPTA, SOPHIA	TRUSTEE OF GUPTA FAMILY TRUST	D	no	05/2010	Feb 14, 2012	Apr 1, 2013
JP MORGAN TRUST COMPANY OF DELAWARE, AS TRUSTEE OF GUPTA 2010 TRUST	LIMITED PARTNER	C	no	05/2010	Feb 14, 2012	Apr 1, 2013

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Apr 1, 2013	$37.1M	$37.1M	5	4	n/a	2	$26.3M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$37.1M	n/a	n/a	n/a	n/a	5	n/a	n/a	n/a

Relationships

Advises (2)

→ GTC SPECIAL OPPORTUNITY FUND I, LTD.Private fundHedge Fund, ERA
Feb 14, 2012 to presentfactForm ADV
→ GTC FUND, LTDPrivate fundHedge Fund, ERA
Feb 14, 2012 to presentfactForm ADV

Controls (5)

← GUPTA, SAMEEROwnerMANAGING MEMBER, ownership code E, individual
Feb 14, 2012 to presentfactForm ADV
← KALSHEKER, ZAEEDOwnerCFO, ownership code NA, individual
Feb 14, 2012 to presentfactForm ADV
← CHUA, VIVIENNEOwnerCCO, CONTROLLER, ownership code NA, individual
Apr 1, 2013 to presentfactForm ADV
← GRAND TRUNK HOLDINGS LLCOwnerGENERAL PARTNER, ownership code NA, domestic entity
Feb 14, 2012 to presentfactForm ADV
← SAMEER GUPTA AND SOPHIA GUPTA AS TRUSTEES OF THE GUPTA FAMILY TRUSTOwnerLIMITED PARTNER, ownership code D, domestic entity
Feb 14, 2012 to presentfactForm ADV

Owns (2)

← GUPTA, SOPHIAOwnerTRUSTEE OF GUPTA FAMILY TRUST, ownership code D, individual
Feb 14, 2012 to presentfactForm ADV
← JP MORGAN TRUST COMPANY OF DELAWARE, AS TRUSTEE OF GUPTA 2010 TRUSTOwnerLIMITED PARTNER, ownership code C, domestic entity
Feb 14, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:28abcdbd-07da-c9fd-9b89-1ff499c94ff7
First observed: Feb 14, 2012
Last observed: Apr 1, 2013 163 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GRAND TRUNK CAPITAL MANAGEMENT, L.P.

CRD 150962

PALO ALTO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:28abcdbd-07da-c9fd-9b89-1ff499c94ff7

Data as of Apr 1, 2013 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:22 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

GTC FUND, LTD

Hedge Fund

$169,369

Mar 28, 2018

Feb 14, 2012

reported

021-137931

GTC SPECIAL OPPORTUNITY FUND I, LTD.

Hedge Fund

$136,936

Mar 28, 2018

Feb 14, 2012

reported

021-159787

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CHUA, VIVIENNE

CCO, CONTROLLER

yes

03/2013

Apr 1, 2013

GRAND TRUNK HOLDINGS LLC

GENERAL PARTNER

yes

04/2006

Feb 14, 2012

Apr 1, 2013

GUPTA, SAMEER

MANAGING MEMBER

yes

04/2006

Feb 14, 2012

Apr 1, 2013

GUPTA, SAMEER

CEO, CIO, TRUSTEE OF GUPTA FAMILY TRUST

yes

04/2006

Feb 14, 2012

Apr 1, 2013

KALSHEKER, ZAEED

Cfo

yes

09/2009

Feb 14, 2012

Apr 1, 2013

SAMEER GUPTA AND SOPHIA GUPTA AS TRUSTEES OF THE GUPTA FAMILY TRUST

LIMITED PARTNER

yes

09/2010

Feb 14, 2012

Apr 1, 2013

GUPTA, SOPHIA

TRUSTEE OF GUPTA FAMILY TRUST

05/2010

Feb 14, 2012

Apr 1, 2013

JP MORGAN TRUST COMPANY OF DELAWARE, AS TRUSTEE OF GUPTA 2010 TRUST

LIMITED PARTNER

05/2010

Feb 14, 2012

Apr 1, 2013

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Apr 1, 2013

$37.1M

n/a

$26.3M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

$37.1M

n/a