DFX Intelligence

K••• D•••••• K•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

K••• D•••••• K•••••••••

Advisor at T••••••• I••••••••• M••••••••• I•••

LITCHFIELD, MN

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Search this name across graphsid dfx:ria:28b42d10-88f9-4b43-46b4-b4c0c13399a2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 18, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• I••••••••• M••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 10, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• I••••••••• M••••••••• I•••	Bd affiliated wealth	Mar 7, 2019	n/a	yes	LITCHFIELD, MN	Current employment
A••••••• F•••••••• A•••••••• L••	Bd affiliated wealth	May 3, 2017	Mar 6, 2019	no	Waite Park, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• F•••••••• A•••••••• L••	T••••••• I••••••••• M••••••••• I•••	Mar 6, 2019	Mar 7, 2019	1	Firm change	Ibd to ibd
T••••••• I••••••••• M••••••••• I•••	A••••••• F•••••••• A•••••••• L••	Jan 28, 2016	May 3, 2017

Relationships

Registered with (2)

→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Nov 18, 2013 to Jan 28, 2016factForm ADV
→ A••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
May 3, 2017 to Mar 6, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:28b42d10-88f9-4b43-46b4-b4c0c13399a2
First observed: Nov 18, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.