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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

PRIVATE FUND ADVISORS, INC.

CRD 119130

ARNOLD, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:28b7ea76-7493-dd21-d883-672d78280db8

Data as of Mar 2, 2017 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 2
Observed: Nov 16, 2011 to Mar 2, 2017
15 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

M2o Private Fund Advisors LLC

Intermediary · shared crd

Venture Capitalidentity

M20 Private Fund Advisors LLC

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $428MItem 5.F on the latest filing (2017-03-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $428M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 1
Accounts: 700
SEC number: 801-62271
CRD: 119130
Filings on the tape: 15
First filed: Nov 16, 2011
Latest filed: Mar 2, 2017
Organised: Corporation, Maryland

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
JOHNSON, ERIK, DORSEY	PRINCIPAL/CHIEF COMPLIANCE OFFICER	E	yes	09/1997	Nov 16, 2011	Mar 2, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CORNERSTONE MANAGEMENT PARTNERS, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 2, 2017	$428M	$428M	4	1	n/a	n/a	n/a
2015	Mar 21, 2016	$331M	$331M	4	1	n/a	n/a	n/a
2014	Feb 27, 2015	$252M	$252M	4	1	n/a	n/a	n/a
2013	Jan 28, 2014	$210M	$210M	4	1	n/a	n/a	n/a
2012	Feb 7, 2013	$200M	$200M	4	1	n/a	n/a	n/a
2011	Jan 18, 2012	$147M	$147M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$428M	$331M	29.3%	$210M	26.8%	4	4	n/a	n/a

Relationships

Controls (1)

← JOHNSON, ERIK, DORSEYOwnerPRINCIPAL/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Nov 16, 2011 to presentfactForm ADV

Registered with (1)

← ERIK DORSEY JOHNSONAdvisorregistration: previous registration
Feb 7, 2013 to Apr 25, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:28b7ea76-7493-dd21-d883-672d78280db8
First observed: Nov 16, 2011
Last observed: Mar 2, 2017 116 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PRIVATE FUND ADVISORS, INC.

CRD 119130

ARNOLD, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:28b7ea76-7493-dd21-d883-672d78280db8

Data as of Mar 2, 2017 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:59 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

JOHNSON, ERIK, DORSEY

PRINCIPAL/CHIEF COMPLIANCE OFFICER

yes

09/1997

Nov 16, 2011

Mar 2, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CORNERSTONE MANAGEMENT PARTNERS, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 2, 2017

$428M

n/a

2015

Mar 21, 2016

$331M

n/a

2014

Feb 27, 2015

$252M

n/a

2013

Jan 28, 2014

$210M

n/a

2012

Feb 7, 2013

$200M

n/a

2011

Jan 18, 2012

$147M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$428M

$331M

29.3%

$210M

26.8%

n/a