DFX Intelligence

Z•••••• R••••• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

Z•••••• R••••• G•••••••

Advisor at A••••• A•• P••••••• S•••••••

CHARLOTTE, NC | Charlotte, NC

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Search this name across graphsid dfx:ria:28bdab44-711c-5d53-c949-f70d8de20df5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Sep 9, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• A•• P••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• A•• P••••••• S•••••••	Bd affiliated wealth	Feb 26, 2026	n/a	yes	CHARLOTTE, NC\|Charlotte, NC	Current employment
W•••• F•••• A•••••••	Wirehouse	Nov 5, 2025	Feb 3, 2026	no	ST. LOUIS, MO\|CHARLOTTE, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	A••••• A•• P••••••• S•••••••	Feb 3, 2026	Feb 26, 2026	23	Firm change	Wirehouse to ibd
E•• F•••••••• A•••••••	W•••• F•••• A•••••••	Aug 29, 2025	Nov 5, 2025

Relationships

Registered with (3)

→ A••••• A•• P••••••• S•••••••Registered adviserregistration: previous registration
Sep 9, 2022 to May 9, 2025factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Nov 5, 2025 to Feb 3, 2026factForm ADV
→ E•• F•••••••• A•••••••Registered adviserregistration: previous registration
Jun 5, 2025 to Aug 29, 2025factForm ADV

Dated events

Occurred
Feb 3, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 29, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 9, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:28bdab44-711c-5d53-c949-f70d8de20df5
First observed: Sep 9, 2022
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.