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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

IVY WEALTH MANAGEMENT, INC.

CRD 164557

WEST WARWICK, RI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:28c2ad37-b869-d814-7968-12ea3610ec71

Data as of Mar 18, 2021 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 1
Observed: Apr 29, 2019 to Mar 18, 2021
10 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

IVY Wealth Management, Inc.

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $150MItem 5.F on the latest filing (2021-03-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $78.6M
Private client RAUM: $75.1MderivedItem 5.D individuals plus high net worth individuals
Private client share: 50%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 618
Individual clients: 254
High net worth clients: 23
SEC number: 801-116706
CRD: 164557
Filings on the tape: 10
First filed: Apr 29, 2019
Latest filed: Mar 18, 2021
Organised: Corporation, Rhode Island

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
INGEGNERI, BRAD, M	PRESIDENT, MEMBER	E	yes	06/2012	Apr 29, 2019	Mar 18, 2021
SADWIN, TODD, HEPNER	CHIEF COMPLIANCE OFFICER	Na	no	08/2019	Sep 16, 2019	Mar 18, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
THE PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC	n/a	Independent wealth	$2.6B	N	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 18, 2021	$150M	$78.6M	8	6	0	n/a	n/a
2019	Mar 19, 2020	$142M	$78.2M	8	6	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$150M	$142M	5.5%	n/a	n/a	8	8	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
THE PATRIOT FINANCIAL GROUP, LLC	4	Jun 30, 2021	Mar 18, 2021	WEST WARWICK, RI	Firm absorbed	RIA to RIA	100.0%

Relationships

Affiliated with (1)

→ THE PATRIOT FINANCIAL GROUP, LLCRegistered adviserother investment adviser
factForm ADV

Controls (1)

← INGEGNERI, BRAD, MOwnerPRESIDENT, MEMBER, ownership code E, individual
Apr 29, 2019 to presentfactForm ADV

Owns (1)

← SADWIN, TODD, HEPNEROwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 16, 2019 to presentfactForm ADV

Registered with (5)

← Ralph R CoppolaAdvisorregistration: previous registration
Dec 27, 2018 to Jun 30, 2021factForm ADV
← MARK DAMIAN PICCERELLIAdvisorregistration: previous registration
Feb 9, 2016 to Jun 30, 2021factForm ADV
← BRAD Michael INGEGNERIAdvisorregistration: previous registration
Aug 1, 2012 to Jun 30, 2021factForm ADV
← Todd SadwinAdvisorregistration: previous registration
Dec 13, 2017 to Jun 30, 2021factForm ADV
← JOHN G EDWARDSAdvisorregistration: previous registration
Aug 1, 2012 to Aug 22, 2017factForm ADV

Moved with (1)

→ THE PATRIOT FINANCIAL GROUP, LLCRegistered adviser4 advisors, firm absorbed, same day
Jun 30, 2021 to Mar 18, 2021factForm ADV

Dated events

Occurred
Apr 29, 2019
First Form ADV filing
Ivy Wealth Management, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:28c2ad37-b869-d814-7968-12ea3610ec71
First observed: Apr 29, 2019
Last observed: Mar 18, 2021 67 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

IVY WEALTH MANAGEMENT, INC.

CRD 164557

WEST WARWICK, RI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:28c2ad37-b869-d814-7968-12ea3610ec71

Data as of Mar 18, 2021 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:33 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

INGEGNERI, BRAD, M

PRESIDENT, MEMBER

yes

06/2012

Apr 29, 2019

Mar 18, 2021

SADWIN, TODD, HEPNER

CHIEF COMPLIANCE OFFICER

08/2019

Sep 16, 2019

Mar 18, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

THE PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC

n/a

Independent wealth

$2.6B

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 18, 2021

$150M

$78.6M

n/a

2019

Mar 19, 2020

$142M

$78.2M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$150M

$142M

5.5%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

THE PATRIOT FINANCIAL GROUP, LLC

Jun 30, 2021

Mar 18, 2021

WEST WARWICK, RI

Firm absorbed

RIA to RIA

100.0%