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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
MONROE, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Sep 25, 2015 | n/a | yes | MONROE, LA | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Oct 7, 2015 | no | MONROE, LA|WEST MONROE, LA|MONROE, LA|MONROE, LA|MONROE, LA|MONROE, LA|MONROE, LA|MONROE, LA|MONROE, LA | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Oct 15, 2010 | Oct 1, 2012 | no | MONROE, LA|MONROE, LA|MONROE, LA|MONROE, LA|MONROE, LA|WEST MONROE, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | RAYMOND JAMES & ASSOCIATES, INC. | Oct 7, 2015 | Sep 25, 2015 | -12 | Firm change | Wirehouse to ibd |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 79:705:LA:2015-09-24 | Oct 7, 2015 | Sep 25, 2015 | MONROE, LA | Firm change |