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Advisor at FOUNDERS FINANCIAL ALLIANCE, LLC
Wheeling, WV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FOUNDERS FINANCIAL ALLIANCE, LLC | Independent wealth | Jan 14, 2022 | n/a | yes | Wheeling, WV | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 15, 2015 | Jan 18, 2022 | no | WHEELING, WV | Previous registration |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Jan 1, 2004 | Jan 6, 2015 | no | EAST LIVERPOOL, OH|CORAOPOLIS, PA|CARNEGIE, PA|COLERAIN, OH|CADIZ, OH|STEUBENVILLE, OH|TORONTO, OH|WINTERSVILLE, OH|STEUBENVILLE, OH|ST. CLAIRSVILLE, OH|MARTINS FERRY, OH|EAST LIVERPOOL, OH|MCKEES ROCKS, PA|PITTSBURGH, PA|PITTSBURGH, PA|PITTSBURGH, PA|CARROLLTON, OH|NEW PHILADELPHIA, OH|MILLERSBURG, OH|SCIO, OH|MARTINS FERRY, OH|COLERAIN, OH | Previous registration |
| J.J.B. HILLIARD, W.L. LYONS, LLC | Former SEC adviser | May 21, 2003 | Jan 1, 2004 | no | PITTSBURGH, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | FOUNDERS FINANCIAL ALLIANCE, LLC | Jan 18, 2022 | Jan 14, 2022 | -4 | Firm change | Wirehouse to RIA |
| PNC WEALTH MANAGEMENT | WELLS FARGO ADVISORS | Jan 6, 2015 | Jan 15, 2015 | 9 | Firm change | Other |
| J.J.B. HILLIARD, W.L. LYONS, LLC | PNC WEALTH MANAGEMENT | Jan 1, 2004 | Jan 1, 2004 | 0 | Bulk transfer | Other |