DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at EMPIRICAL ASSET MANAGEMENT, LLC
WELLESLEY, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMPIRICAL ASSET MANAGEMENT, LLC | Independent wealth | Jan 15, 2020 | n/a | yes | WELLESLEY, MA | Current employment |
| ADVICE AND PLANNING SERVICES | Bd affiliated wealth | Apr 30, 2012 | Jan 31, 2018 | no | BOSTON, MA|BRAINTREE, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ADVICE AND PLANNING SERVICES | EMPIRICAL ASSET MANAGEMENT, LLC | Jan 31, 2018 | Jan 15, 2020 | 714 | Firm change after gap | Other |