DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at CETERA INVESTMENT ADVISERS LLC
MINNETONKA, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Mar 6, 2024 | n/a | yes | MINNETONKA, MN | Current employment |
| VANTAGE POINT WEALTH MANAGEMENT | Independent wealth | Jan 14, 2014 | Mar 20, 2024 | no | PLYMOUTH, MN | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 2, 2007 | Oct 28, 2015 | no | PLYMOUTH, MN|EDINA, MN|MAPLE GROVE, MN|FORT MILL, SC|MAPLE GROVE, MN|EDINA, MN|CHANHASSEN, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VANTAGE POINT WEALTH MANAGEMENT | CETERA INVESTMENT ADVISERS LLC | Mar 20, 2024 | Mar 6, 2024 | -14 | Firm change | RIA to ibd |
| LPL FINANCIAL LLC | VANTAGE POINT WEALTH MANAGEMENT | Oct 28, 2015 | Jan 14, 2014 | -652 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 167886:105644:MN:2024-03-20 | Mar 20, 2024 | Mar 6, 2024 | PLYMOUTH, MN | Firm change |
| 6413:167886:MN:2015-10-28 | Oct 28, 2015 | Jan 14, 2014 | CHANHASSEN, MN | Firm change after gap |