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Advisor at NEW EDGE WEALTH
STAMFORD, CT | Coral Gables, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NEW EDGE WEALTH | Bd affiliated wealth | Jan 28, 2022 | n/a | yes | Coral Gables, FL|STAMFORD, CT | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Dec 4, 2006 | Feb 14, 2022 | no | CORAL GABLES, FL|WEEHAWKEN, NJ|MIAMI, FL|CORAL GABLES, FL | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Aug 16, 2004 | Dec 7, 2006 | no | MIAMI, FL|MIAMI, FL|MIAMI, FL | Previous registration |
| LEHMAN BROTHERS INC. | n/a | May 7, 2004 | Aug 25, 2004 | no | MIAMI, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | NEW EDGE WEALTH | Feb 14, 2022 | Jan 28, 2022 | -17 | Firm change | Wirehouse to RIA |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | UBS FINANCIAL SERVICES INC. | Dec 7, 2006 | Dec 4, 2006 | -3 | Firm change | Other |
| LEHMAN BROTHERS INC. | BANC OF AMERICA INVESTMENT SERVICES, INC. | Aug 25, 2004 | Aug 16, 2004 | -9 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:307771:FL:2022-02-04 | Feb 14, 2022 | Jan 28, 2022 | CORAL GABLES, FL | Firm change |