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Reading the graph
Advisor at TOWNSEND
WESTMINSTER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Townsend | Independent wealth | Jan 26, 2015 | n/a | yes | WESTMINSTER, CO | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Jan 15, 2015 | Apr 23, 2015 | no | WESTMINSTER, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | Townsend | Apr 23, 2015 | Jan 26, 2015 | -87 | Firm change after gap | Other |