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Advisor at NWF ADVISORY SERVICES INC
PRICE, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NWF ADVISORY SERVICES INC | Independent wealth | Jun 4, 2025 | n/a | yes | PRICE, UT | Current employment |
| THE AMERIFLEX GROUP | Bd affiliated wealth | May 1, 2024 | Jul 2, 2025 | no | Prince, UT | Previous registration |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jun 29, 2023 | May 15, 2024 | no | PRICE, UT | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Oct 26, 2005 | Jun 29, 2023 | no | PRICE, UT|PRICE, UT | Previous registration |
| ZIONS DIRECT, INC. | n/a | Mar 7, 1995 | Oct 26, 2005 | no | PRICE, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THE AMERIFLEX GROUP | NWF ADVISORY SERVICES INC | Jul 2, 2025 | Jun 4, 2025 | -28 | Bulk transfer | Ibd to RIA |
| CETERA INVESTMENT ADVISERS LLC | THE AMERIFLEX GROUP | May 15, 2024 | May 1, 2024 | -14 | Firm change | Ibd to ibd |
| CETERA ADVISOR NETWORKS LLC | CETERA INVESTMENT ADVISERS LLC | Jun 29, 2023 | Jun 29, 2023 | 0 | Bulk transfer | Ibd to ibd |
| ZIONS DIRECT, INC. | CETERA ADVISOR NETWORKS LLC | Oct 26, 2005 | Oct 26, 2005 | 0 | Firm change | Other |