DFX Intelligence

I•• T• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

I•• T• S•••••••

Advisor at C••••••••• W••••• A•••••••• L••

MINNEAPOLIS, MN | PEORIA, IL

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Search this name across graphsid dfx:ria:292a546d-cbae-4ed5-1b02-838761fc9eb0

Data as of Sep 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Aug 12, 2016 to Sep 18, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W••••• A•••••••• L••	Bd affiliated wealth	Sep 16, 2026	n/a	yes	MINNEAPOLIS, MN\|MINNEAPOLIS, MN\|PEORIA, IL	Current employment
M••••••••• R•••••••••	Bd affiliated wealth	Jul 31, 2023	n/a	yes	Morton, IL\|WASHINGTON, DC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••••• R•••••••••	C••••••••• W••••• A•••••••• L••	Sep 17, 2026	Sep 16, 2026	-1	Firm change	Ibd to ibd
L•• F•••••••• L••	M••••••••• R•••••••••	Aug 1, 2023	Jul 31, 2023

Relationships

Registered with (4)

→ C••••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Sep 16, 2026 to presentfactForm ADV
→ M••••••••• R•••••••••Registered adviserregistration: previous registration
Jul 31, 2023 to Sep 17, 2026factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 22, 2021 to Aug 1, 2023factForm ADV
→ E••••• J••••

Dated events

Occurred
Sep 17, 2026
Advisor changed firm
••• Locked
Form ADVobserved 4 days ago
Occurred
Aug 1, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:292a546d-cbae-4ed5-1b02-838761fc9eb0
First observed: Aug 12, 2016
Last observed: Sep 18, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.