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Advisor at C••••• P••••••• L••
BOSTON, MA | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••• P••••••• L•• | Independent wealth | Feb 8, 2022 | n/a | yes | BOSTON, MA|NEW YORK, NY | Current employment |
| D••••••• A••••••• L•• | Former SEC adviser | Sep 29, 2011 | Jan 6, 2022 | no | BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| D••••••• A••••••• L•• | C••••• P••••••• L•• | Jan 6, 2022 | Feb 8, 2022 | 33 | Firm change | RIA to RIA |
| C•••••• A••••••• S••••••• I••• | D••••••• A••••••• L•• | Oct 15, 2010 | Sep 29, 2011 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 153197:151559:MA:2022-01-06 | Jan 6, 2022 | Feb 8, 2022 | BOSTON, MA | Firm change |
| C•••••• A••••••• S••••••• I••• | n/a | Dec 17, 2004 | Oct 15, 2010 | no | WALTHAM, MA | Previous registration |
| T•••••• F•••••••• S••••••• I•• | n/a | Apr 12, 1997 | Dec 16, 2004 | no | WALTHAM, MA | Previous registration |
| 349 |
| Firm change |
| Other |
| T•••••• F•••••••• S••••••• I•• | C•••••• A••••••• S••••••• I••• | Dec 16, 2004 | Dec 17, 2004 | 1 | Firm change | Other |