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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
PLYMOUTH, MN | ROCHESTER, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Nov 16, 2023 | n/a | yes | ROCHESTER, NY|PLYMOUTH, MN | Current employment |
| WEALTH MANAGEMENT GROUP | Former SEC adviser | Sep 30, 2022 | Dec 11, 2023 | no | ROCHESTER, NY | Previous registration |
| AMERICAN PORTFOLIOS ADVISORS, INC | Former SEC adviser | Jan 28, 2016 | Nov 21, 2023 | no | ROCHESTER, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WEALTH MANAGEMENT GROUP | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Dec 11, 2023 | Nov 16, 2023 | -25 | Firm change | RIA to RIA |
| AMERICAN PORTFOLIOS ADVISORS, INC | WEALTH MANAGEMENT GROUP | Nov 21, 2023 | Sep 30, 2022 | -417 | Firm change after gap | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 112639:116407:NY:2023-12-11 | Dec 11, 2023 | Nov 16, 2023 | ROCHESTER, NY | Firm change |