DFX Intelligence

K•••• G•••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

K•••• G•••• B••••

Advisor at F••••••• P•••••• L•••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:294e4d46-8164-7f64-039a-a94c28b84058

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Feb 8, 2023 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••• P•••••• L•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••• P•••••• L•••••• L••	Independent wealth	Jul 9, 2024	n/a	yes	Raleigh, NC\|Clayton, NC\|RALEIGH, NC\|RALEIGH, NC	Current employment
S••••••••• W•••••	Mixed wealth	Sep 7, 2023	Jul 11, 2024	no	SUMMIT, NJ\|Clayton, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• W•••••	F••••••• P•••••• L•••••• L••	Jul 11, 2024	Jul 9, 2024	-2	Firm change	Other
F••••••• P••••••• A•• W•••••••• A•••••••	S••••••••• W•••••	Jul 20, 2023	Sep 7, 2023

Relationships

Registered with (3)

→ F••••••• P•••••• L•••••• L••Registered adviserregistration: current employment
Jul 9, 2024 to presentfactForm ADV
→ S••••••••• W•••••Registered adviserregistration: previous registration
Sep 7, 2023 to Jul 11, 2024factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Feb 8, 2023 to Jul 20, 2023factForm ADV

Dated events

Occurred
Jul 11, 2024
Advisor changed firm
K•••• G•••• B•••• left S••••••••• W••••• for F••••••• P•••••• L•••••• L•• (registered 2024-07-09)
Form ADVobserved 7 days ago
Occurred
Jul 20, 2023
Advisor changed firm
K•••• G•••• B•••• left F••••••• P••••••• A•• W•••••••• A••••••• for S••••••••• W••••• (registered 2023-09-07)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:294e4d46-8164-7f64-039a-a94c28b84058
First observed: Feb 8, 2023
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.