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P•• R••••••• C•••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

P•• R••••••• C•••••• A•••••••

PAN R••••••• LLC, CRD 152917

NEW YORK, NY

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Search this name across graphsid dfx:ria:2950e96c-f777-1cf2-5db7-7f88f330e2cd

Data as of Mar 8, 2018 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Mar 8, 2018
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $52.2MItem 5.F on the latest filing (2018-03-08); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $50.7M
Private client RAUM: $3.7MderivedItem 5.D individuals plus high net worth individuals
Private client share: 7%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P•• M•••• S•••••••• L•••	Other Private Fund	$34.3M	Mar 8, 2018	24	Mar 30, 2012	reported	021-81719
P•• M•••• S•••••••• L•••	Other Private Fund	$13.7M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••• H••••• • C•• I•••	Member	D	yes	11/2010	Mar 30, 2012	Mar 8, 2018
H••••••••• A•••••• H•••••	President	E	yes	05/1994	Mar 30, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A••• H••••• • C••• I•••	n/a	n/a	n/a	N	yes	n/a
N••••••• S••• C•••••• H••••••• L••	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$52.2M	$62.7M	-16.7%	$90.8M	-16.9%	4	4	0	n/a

Relationships

Advises (5)

→ P•• M•••• S•••••••• L•••Private fundOther Private Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ P•• M•••• S•••••••• L•••Private fundOther Private Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ G•••••••• R••• B••••••• F•••• L•Private fundHedge Fund, IA, no longer reported
Jul 3, 2014 to Mar 31, 2015factForm ADV
→ G•••••••• R••• M••••• F•••• L•

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2950e96c-f777-1cf2-5db7-7f88f330e2cd
First observed: Mar 30, 2012
Last observed: Mar 8, 2018 104 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.