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Advisor at GOLDEN STATE WEALTH MANAGEMENT, LLC
POWELL, WY | Westlake Village, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GOLDEN STATE WEALTH MANAGEMENT, LLC | Independent wealth | Jan 13, 2017 | n/a | yes | Westlake Village, CA|POWELL, WY | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Jan 23, 2017 | no | THOUSAND OAKS, CA|Westlake Village, CA | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Jul 20, 2007 | Jun 1, 2009 | no | THOUSAND OAKS, CA | Previous registration |
| RBC CAPITAL MARKETS, LLC | National bd RIA | May 28, 2002 | Aug 6, 2007 | no | WOODLAND HILLS, CA|WOODLAND HILLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | GOLDEN STATE WEALTH MANAGEMENT, LLC | Jan 23, 2017 | Jan 13, 2017 | -10 | Firm change | Other |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| RBC CAPITAL MARKETS, LLC | MORGAN STANLEY & CO. LLC | Aug 6, 2007 | Jul 20, 2007 | -17 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:167995:CA:2017-01-23 | Jan 23, 2017 | Jan 13, 2017 | WESTLAKE VILLAGE, CA | Firm change |