DFX Intelligence

R••••• J••••• I••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor41 years in industry

R••••• J••••• I••••••

Advisor at S•••••••• F••••••••• L••

SOUTH WINDSOR, CT

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Search this name across graphsid dfx:ria:2962d696-0974-4326-50e4-8488c5364346

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 20, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• F••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 1, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 23derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• F••••••••• L••	State registered	Nov 14, 2002	n/a	yes	SOUTH WINDSOR, CT	Current employment
F•• A••••••• S••••••• I••	n/a	Aug 20, 2001	Nov 14, 2002	no	SOUTH WINDSOR, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•• A••••••• S••••••• I••	S•••••••• F••••••••• L••	Nov 14, 2002	Nov 14, 2002	0	Firm change	Other

Relationships

Registered with (2)

→ S•••••••• F••••••••• L••Registered adviserregistration: current employment
Nov 14, 2002 to presentfactForm ADV
→ F•• A••••••• S••••••• I••Registered adviserregistration: previous registration
Aug 20, 2001 to Nov 14, 2002factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2962d696-0974-4326-50e4-8488c5364346
First observed: Aug 20, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.