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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

MARIO ELISEO GIANNETTA

Advisor at SCHWAB WEALTH ADVISORY, INC.

Chicago, IL

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Search this name across graphsid dfx:ria:2969fa27-e758-c96a-411b-30d066974262

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 27, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SCHWAB WEALTH ADVISORY, INC.
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 15, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Jan 15, 1991
First registration: Apr 27, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 2108542

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Jan 4, 2024	n/a	yes	Chicago, IL	Current employment
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 6, 2005	Jul 20, 2005	no	CHICAGO, IL	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	May 3, 2005	Jul 6, 2005	no	CHICAGO, IL	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Apr 27, 2004	Apr 13, 2005	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHASE INVESTMENT SERVICES CORP.	SCHWAB WEALTH ADVISORY, INC.	Jul 20, 2005	Jan 4, 2024	6,742	Firm change after gap	Other
BANC ONE SECURITIES CORPORATION	CHASE INVESTMENT SERVICES CORP.	Jul 6, 2005	Jul 6, 2005	0	Bulk transfer	Other
CHARLES SCHWAB & CO., INC.	BANC ONE SECURITIES CORPORATION	Apr 13, 2005	May 3, 2005	20	Firm change	Other

Relationships

Registered with (4)

→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: current employment
Jan 4, 2024 to presentfactForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jul 6, 2005 to Jul 20, 2005factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
May 3, 2005 to Jul 6, 2005factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Apr 27, 2004 to Apr 13, 2005factForm ADV

Dated events

No dated event names this entity yet.