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RIA / WealthAdvisor36 years in industry

DAVID AARON CANTOR

Advisor at EP WEALTH ADVISORS

Santa Fe, NM | TORRANCE, CA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 10, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EP WEALTH ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
First registration: Jan 10, 2003
Dual registered: no
IAPD individual key: 1237872

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EP WEALTH ADVISORS	Independent wealth	Feb 18, 2026	n/a	yes	TORRANCE, CA\|Santa Fe, NM	Current employment
MINDFUL INVESTMENT MANAGEMENT COMPANY	n/a	Mar 23, 2006	Dec 31, 2010	no	SANTA FE, NM	Previous registration
LONGVIEW ASSET MANAGEMENT, LLC	Former SEC adviser	Jan 10, 2003	Mar 23, 2026	no	SANTA FE, NM\|SANTA FE, NM\|Santa Fe, NM\|Santa Fe, NM	Previous registration
RAVEN'SWING ASSET MANAGEMENT, INC.	n/a	Jan 10, 2003	Dec 31, 2010	no	SANTA FE, NM	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LONGVIEW ASSET MANAGEMENT, LLC	MINDFUL INVESTMENT MANAGEMENT COMPANY	Mar 23, 2026	Mar 23, 2006	-7,305	Firm change after gap	Other
MINDFUL INVESTMENT MANAGEMENT COMPANY	EP WEALTH ADVISORS	Dec 31, 2010	Feb 18, 2026	5,528	Firm change after gap	Other
RAVEN'SWING ASSET MANAGEMENT, INC.	LONGVIEW ASSET MANAGEMENT, LLC	Dec 31, 2010	Jan 10, 2003	-2,912	Firm change after gap	Other

Relationships

Registered with (4)

→ EP WEALTH ADVISORSRegistered adviserregistration: current employment
Feb 18, 2026 to presentfactForm ADV
→ LONGVIEW ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 10, 2003 to Mar 23, 2026factForm ADV
→ MINDFUL INVESTMENT MANAGEMENT COMPANYRegistered adviserregistration: previous registration
Mar 23, 2006 to Dec 31, 2010factForm ADV
→ RAVEN'SWING ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Jan 10, 2003 to Dec 31, 2010factForm ADV

Dated events

Occurred
Mar 23, 2026
Advisor changed firm
David Aaron Cantor left Longview Asset Management, Llc for Mindful Investment Management Company (registered 2006-03-23)
Form ADVobserved 4 days ago